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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| CA | RA | APPROVED | 2026-01-27 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | 12/2021 |
| Ubs Financial Services | Los Angeles | CA | 06/2024 | 01/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 01/2026 | Present |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 01/2023 | 06/2024 |
| Tradeking | Fort Lauderdale | FL | 09/2012 | 05/2016 |
| Adp Totalsource | Fort Lauderdale | FL | 09/2012 | 05/2016 |
| Ubs Financial Services | Pasadena | CA | 01/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-07 |
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