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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
PA RA APPROVED 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • PA RA
    APPROVED
    Since 2019-06-19

Branch Locations

4600 J. Barry Court Ste. 220, Canonsburg, PA 15317 • United States

Canonsburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Canonsburg PA 05/2013 01/2017
Foresters Advisory Services Canonsburg PA 10/2016 06/2019
Foresters Financial Services Canonsburg PA 01/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Canonsburg PA 06/2019 Present
  • 05/2013 → 01/2017
    Foresters Financial
    Canonsburg, PA
  • 10/2016 → 06/2019
    Foresters Advisory Services
    Canonsburg, PA
  • 01/2017 → 06/2019
    Foresters Financial Services
    Canonsburg, PA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Canonsburg, PA
Previous Registrations
  • 2016-11-15 → 2019-06-24
    Foresters Advisory Services, Llc
    Canonsburg, PA
Other Businesses

1.) REAL ESTATE, RENTALS AND FLIPS, 34% OWNER, 2-5HRS/WK 2.) PITTSBURGH ADVISORS DBA FOR CETERA BUSINESS, 60% OWNER, 40/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-19
S63 Uniform Securities Agent State Law Examination 2008-05-08
  • S66 Uniform Combined State Law Examination
    2016-10-19
  • S63 Uniform Securities Agent State Law Examination
    2008-05-08

View on SEC IAPD

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