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Sam L Robinson

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-17
NC RA APPROVED 2011-11-16
  • TX RA
    APPROVED
    Since 2011-11-17
  • NC RA
    APPROVED
    Since 2011-11-16

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 11/2011 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-07
S63 Uniform Securities Agent State Law Examination 2000-06-22
  • S65 Uniform Investment Adviser Law Examination
    2005-12-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-22
Designations
Other Names
  • Sam Lowery Robinson
  • Sam L Robinson Iv
  • Beau Robinson

View on SEC IAPD

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