Ellington Allan Chun

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-11-21
TX	RA	APPROVED_RES	2016-11-21

FL RA
APPROVED

Since 2016-11-21
TX RA
APPROVED_RES

Since 2016-11-21

Branch Locations

Jacksonville, FL • United States

13135 Dairy Ashford Rd Global Human Resources- The Academy, Sugar Land, TX 77478 • United States

9000 Southside Blvd Bldg 600, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	02/2016	Present
Bank Of America, N.A.	Jacksonville	FL	02/2016	Present

02/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
02/2016 → Present

Bank Of America, N.A.

Jacksonville, FL

Previous Registrations

2010-08-27 → 2011-02-11

Strategic Advisers Llc

Jacksonville, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-17
S63	Uniform Securities Agent State Law Examination	2008-05-15

S66 Uniform Combined State Law Examination

2016-11-17
S63 Uniform Securities Agent State Law Examination

2008-05-15

Other Names

Ellington A Chun

View on SEC IAPD