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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-09-06
  • IL RA
    APPROVED
    Since 2012-09-06

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 07/2012 Present
Td Ameritrade Inc. Chicago IL 01/2024 06/2024
Other Businesses

1) Combined Yield | Investment Related:No|4632 Highland Ave|Downers Grove|IL|60515|USA|Agriculture/Forestry/Fishing|Founder/Partner|12/31/2010|Varies|0|Less than 5 hours/month. Co-founder and co-owner of Combined Yield LLC, institutional farmland ownership entity. Past duties included modeling, networking with farmers and grain buyers, R&D and IT setup.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-05
S63 Uniform Securities Agent State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2012-09-05
  • S63 Uniform Securities Agent State Law Examination
    2000-10-06
Other Names
  • John Stephen Landry

View on SEC IAPD

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