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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-17
  • TX RA
    APPROVED
    Since 2023-05-17

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Montgomery, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. San Antonio TX 05/2016 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2018-03-23 → 2018-09-25
    Investment Professionals, Inc.
    Baton Rouge, LA
    San Antonio, TX
    Shepherdsville, KY
    Wichita Falls, TX
    Southlake, TX
    Winnsboro, TX
    Greenwood, AR
  • 2014-03-24 → 2018-03-23
    Investment Professionals, Inc.
    San Antonio, TX
    Mountain Home, AR
    Dawsonville, GA
    Galveston, TX
    Doylestown, PA
    Hamilton, NJ
    Phoenixville, PA
    Marshall, MI
    Cartersville, GA
    Pensacola, FL
    Morgan City, LA
    Langhome, PA
    Wayne, PA
    Oswego, IL
    Marshall, MI
    Wyomissing, PA
    Jacksonville, AR
    Neptune Beach, FL
    Washington, MO
    Shepherdsville, KY
    Goodland, KS
    St. Clair, MI
    Louisville, KY
    Lorain, OH
    Heber Springs, AR
    Warren, OH
    Winnsboro, TX
    Schertz, TX
    Kirby, TX
    San Antonio, TX
    Winnsboro, TX
    Alton, IL
    Wichita Falls, TX
    Southlake, TX
    Greenwood, AR
  • 2012-02-14 → 2013-10-04
    Boerne, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-13
S63 Uniform Securities Agent State Law Examination 2011-10-24
  • S65 Uniform Investment Adviser Law Examination
    2012-02-13
  • S63 Uniform Securities Agent State Law Examination
    2011-10-24
Other Names
  • Tim Thrasher

View on SEC IAPD

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