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Casey Rains

J.P. Morgan Securities LLC

Mason, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-02
OH RA APPROVED 2014-07-24
  • TX RA
    APPROVED
    Since 2019-10-02
  • OH RA
    APPROVED
    Since 2014-07-24

Branch Locations

5262 Kings Mills Rd, Mason, OH 45040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cincinnati OH 07/2014 Present
Previous Registrations
  • 2012-06-04 → 2014-07-30
    Td Ameritrade, Inc.
    Cincinnati, OH
  • 2012-06-04 → 2014-07-30
    Td Ameritrade Investment Management, Llc
    Cincinnati, OH
  • 2009-11-17 → 2012-05-22
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-16
S63 Uniform Securities Agent State Law Examination 2008-05-06
  • S66 Uniform Combined State Law Examination
    2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2008-05-06
Designations
Other Names
  • Casey D Rains
  • Casey Dewayne Rains

View on SEC IAPD

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