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Jason Robert Paplaski

Serenity Investment Advisors

Chicago, IL

CRD 5504759

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Employer firm

Serenity Investment Advisors CRD 307924

$514M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Serenity Investment Advisors

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-12-14
  • IL RA
    APPROVED
    Since 2020-12-14

Branch Locations

333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optionsxpress Inc. Chicago IL 03/2013 10/2017
Charles Schwab & Co., Inc. Chicago IL 02/2014 12/2019
Lpl Financial Llc Chicago IL 12/2019 12/2020
Serenity Investment Advisors Chicago IL 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-18
S63 Uniform Securities Agent State Law Examination 2010-10-13
  • S66 Uniform Combined State Law Examination
    2017-05-18
  • S63 Uniform Securities Agent State Law Examination
    2010-10-13

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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