Lois J. Gregory

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 03/2020
  Morgan Stanley
  Westlake, OH
• 06/2016 → 03/2020
  Morgan Stanley Private Bank, N.A.
  Westlake, OH
• 03/2020 → 07/2022
  Jp Morgan Securities, Llc
  Parma, OH
• 03/2020 → 07/2022
  Jpmorgan Chase Bank, N.A.
  Parma, OH
• 08/2022 → Present
  Meaden & Moore Financial Services, Ltd.
  Cleveland, OH
• 08/2022 → 09/2025
  Avantax Investment Services Inc.
  Cleveland, OH
• 08/2022 → 09/2025
  Avantax Advisory Services
  Cleveland, OH
• 08/2022 → 09/2025
  Avantax Insurance Services
  Cleveland, OH
• 08/2022 → Present
  Meaden & Moore Financial Services, Ltd Dba The Wealth Center
  Cleveland, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Akron, OH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-08-15 → 2025-09-05
  Avantax Advisory Services
  Cleveland, OH
  Dallas, TX
  Akron, OH
• 2020-04-28 → 2022-07-21
  J.P. Morgan Securities Llc
  Parma, OH
  Cleveland, OH
  Cleveland, OH
  Cleveland, OH
• 2016-06-28 → 2020-03-18
  Morgan Stanley
  Westlake, OH
• 2012-07-24 → 2015-12-31
  Pension Builders And Consultants/Adviceware
  Rocky River, OH
• 2011-06-09 → 2012-11-26
  Rehmann Wealth
  Rocky River, OH
  Lansing, MI
• 2009-03-23 → 2009-07-01
  Ameriprise Financial Services, Llc
  Pepper Pike, OH

Other Businesses

1) MEADEN & MOORE FINANCIAL SERVICES, LTD; POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022; ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, US; Onboarding investment clients, investment account maintenance, back office support, opening managed and brokerage, annuity and 529 accounts. 2) TRINITY-LOVE INC; POSITION: Board Member NATURE: 501(c) (3) nonprofit organization, Trinity-Love Inc is a faith based organization that helps the poor and needy in developing countries and serves those living on the margins of society through community initiated projects. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/02/2021; ADDRESS: 2926 19th St NW, Canton OH 44708, US; unpaid board member to help promote awareness of this specific charity, help with any fund raising events, attend meetings. 3) MEADEN & MOORE FINANCIAL SERVICES, LTD DBA THE WEALTH CENTER AT MEADEN & MOORE POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022 ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, United States DESCRIPTION: 1)onboarding investment clients 2)investment account maintenance, 3)back office supportfor Wealth Management Advisors 4) opening managed and brokerage accounts 5) opening annuity accounts and 529 accounts, I am compensated through the Meaden & Moore Ltd entity however, I don't hold any duties or responsibilities to that entity, this entity (Meaden & Moore Financial Services, Ltd) does business as The Wealth Center at Meaden & Moore 4) MEADEN & MOORE FINANCIAL SERVICES, LTD DBA THE WEALTH CENTER POSITION: Wealth Management Client Associate NATURE: Meaden & Moore Financial Services, Ltd provides comprehensive financial planning services through Avantax, including investment planning, retirement planning, insurance planning, college planning and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2022 ADDRESS: 1375 East Ninth Street, Suite 1800, Cleveland OH 44114, United States DESCRIPTION: 1)onboarding investment clients 2)investment account maintenance, 3)back office supportfor Wealth Management Advisors 4) opening managed and brokerage accounts 5) opening annuity accounts and 529 accounts, I am compensated through the Meaden & Moore Ltd entity however, I don't hold any duties or responsibilities to that entity, this entity (Meaden & Moore Financial Services, Ltd) does business as The Wealth Center at Meaden & Moore

Exams

• S66 Uniform Combined State Law Examination
  2009-03-19

Other Names

• Lois J Gregory
• Lois J Baxley
• Lois Jean Baxley
• Lois Jean Gregory
• Lois J. Gregory
• Lois Gregory
• Lois Baxley