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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| CA | RA | APPROVED | 2024-01-18 |
Branch Locations
Marshfield, MA • United States
1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States
140 Kendrick Street Suite C310, Needham, MA 02494 • United States
Rancho Mirage, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Standish Mellon Asset Management Llc | Boston | MA | 02/2008 | 01/2018 |
| Bny Mellon Securities Corporation | Boston | MA | 12/2013 | 02/2021 |
| Inte Securities Llc | Needham | MA | 06/2021 | 01/2024 |
| Eolas Capital Llc | Boston | MA | 04/2021 | 08/2023 |
| Mellon Investments Corporation Llc | Boston | MA | 02/2018 | 02/2021 |
| Mml Investors Services, Llc | Needham | MA | 01/2024 | Present |
| Massmutual Life Insurance Company | Needham | MA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-12 |
| S66 | Uniform Combined State Law Examination | 2021-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-22 |
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