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Daniel Philip Alexander

Charles Schwab & Co., Inc.

Atlanta, GA

Sandy Springs, GA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
GA RA APPROVED 2017-06-13
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • GA RA
    APPROVED
    Since 2017-06-13

Branch Locations

3314 Peachtree Road, Atlanta, GA 30326-1001 • United States

1105 Hammond Drive, Sandy Springs, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 02/2008 05/2017
Charles Schwab & Co., Inc. Atlanta GA 05/2017 Present
Charles Schwab Bank Atlanta GA 05/2017 Present
  • 02/2008 → 05/2017
    Fidelity Investments
    Covington, KY
  • 05/2017 → Present
    Charles Schwab & Co., Inc.
    Atlanta, GA
  • 05/2017 → Present
    Charles Schwab Bank
    Atlanta, GA
Previous Registrations
  • 2009-06-22 → 2017-05-17
    Strategic Advisers Llc
    Covington, KY
    Dunwoody, GA
    Hilton Head Island, SC
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-20
S63 Uniform Securities Agent State Law Examination 2008-05-28
  • S66 Uniform Combined State Law Examination
    2009-06-20
  • S63 Uniform Securities Agent State Law Examination
    2008-05-28
Designations
Other Names
  • Dan Alexander
  • Dan Philip Alexander

View on SEC IAPD

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