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Current Employers
Advisor Resource Council

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-04
  • TX RA
    APPROVED
    Since 2016-08-04

Branch Locations

15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States

801 E Campbell Rd Suite 348, Richardson, TX 75081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rlbrown Financial, Inc. Richardson TX 10/2011 10/2016
Lpl Financial Llc Richardson TX 09/2009 Present
Advisor Resource Council (Formerly: 360 Wealth Management, Llc) Richardson TX 07/2016 Present
  • 10/2011 → 10/2016
    Rlbrown Financial, Inc.
    Richardson, TX
  • 09/2009 → Present
    Lpl Financial Llc
    Richardson, TX
  • 07/2016 → Present
    Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
    Richardson, TX
Previous Registrations
  • 2013-02-26 → 2016-10-31
    Rlbrown Financial, Inc.
    Richardson, TX
Other Businesses

1. 10/6/2011: RL BROWN FINANCIAL, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/3/2019 - Advisor Resource Council - DBA: RLBrown Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading. 3. 10/3/2019 - Advisor Resource Council - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2020 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-20
S63 Uniform Securities Agent State Law Examination 2008-08-21
  • S65 Uniform Investment Adviser Law Examination
    2011-06-20
  • S63 Uniform Securities Agent State Law Examination
    2008-08-21
Designations

View on SEC IAPD

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