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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| HI | RA | APPROVED | 2021-12-22 |
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Toledo | OH | 03/2008 | 11/2018 |
| Osaic Wealth Inc | Toledo | OH | 11/2018 | Present |
| Equity Planning Group | Toledo | OH | 11/2008 | Present |
1. EQUITY PLANNING GROUP POSITION: I conduct investment and insurance business (for which I earn fees and commissions) under this business name as well as manage all retirement plans for the DBA and receive W2 income for these activities. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2008 ADDRESS: 4041 W Sylvania Ave, Ste 200, Toledo OH 43623-4464, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2. EQUITY PLANNING GROUP - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2008 ADDRESS: 4041 W Sylvania Ave, Ste 200, Toledo OH 43623-4464, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. BOARD MEMBER - ANNE GRADY SERVICES POSITION: Board Member, Secretary NATURE: I am a board member for the Anne Grady Services non-profit organization. I hold the position of Secretary beginning 1/1/2026. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/26/2023 ADDRESS: 1871 Rose Arbor Drive, Toledo OH 43614, United States DESCRIPTION: I attend board meetings quarterly, help support, invite and attend 3-4 fundraising events per year for the organization and the foundation that supports it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-21 |
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