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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
HI RA APPROVED 2021-12-22
OH RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • HI RA
    APPROVED
    Since 2021-12-22
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

Toledo, OH • United States

4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc Toledo OH 03/2008 11/2018
Osaic Wealth Inc Toledo OH 11/2018 Present
Equity Planning Group Toledo OH 11/2008 Present
  • 03/2008 → 11/2018
    Signator Investors Inc
    Toledo, OH
  • 11/2018 → Present
    Toledo, OH
  • 11/2008 → Present
    Equity Planning Group
    Toledo, OH
Previous Registrations
  • 2009-02-19 → 2018-11-02
    Signator Investors, Inc.
    Toledo, OH
Other Businesses

1. EQUITY PLANNING GROUP POSITION: I conduct investment and insurance business (for which I earn fees and commissions) under this business name as well as manage all retirement plans for the DBA and receive W2 income for these activities. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2008 ADDRESS: 4041 W Sylvania Ave, Ste 200, Toledo OH 43623-4464, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2. EQUITY PLANNING GROUP - INSURANCE BROKER POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2008 ADDRESS: 4041 W Sylvania Ave, Ste 200, Toledo OH 43623-4464, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. BOARD MEMBER - ANNE GRADY SERVICES POSITION: Board Member, Secretary NATURE: I am a board member for the Anne Grady Services non-profit organization. I hold the position of Secretary beginning 1/1/2026. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 10/26/2023 ADDRESS: 1871 Rose Arbor Drive, Toledo OH 43614, United States DESCRIPTION: I attend board meetings quarterly, help support, invite and attend 3-4 fundraising events per year for the organization and the foundation that supports it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-21
  • S66 Uniform Combined State Law Examination
    2008-10-21
Other Names
  • Rebecca Day Filipovich
  • Rebecca Day Sanderson
  • Rebecca Day Filipovich

View on SEC IAPD

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