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Inactive

Elizabeth Kate Waters

Farther

Whittier, NC

San Francisco, CA

Athens, GA

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-13
NC RA APPROVED 2025-10-30
  • GA RA
    APPROVED
    Since 2025-11-13
  • NC RA
    APPROVED
    Since 2025-10-30

Branch Locations

Whittier, NC • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

1160 S. Milledge Ave. Suite 210, Athens, GA 30605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Stable Waters Financial Athens GA 11/2011 10/2025
Commonwealth Financial Network Waltham MA 08/2022 10/2025
Farther Athens GA 10/2025 Present
Previous Registrations
  • 2022-08-24 → 2025-10-27
    Commonwealth Financial Network
    Waltham, MA
    Athens, GA
  • 2012-07-09 → 2022-08-22
    Concourse Financial Group Securities, Inc.
    Athens, GA
    Huntsville, AL
    Athens, GA
    Athens, GA
Other Businesses

Independent Insurance Agent; not investment-related; started 2015; approximately <1 hour per week, <1 hour during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-05
S63 Uniform Securities Agent State Law Examination 2008-07-21
  • S65 Uniform Investment Adviser Law Examination
    2012-07-05
  • S63 Uniform Securities Agent State Law Examination
    2008-07-21
Designations
Other Names
  • Katie Buice
  • Elizabeth Kate Buice

View on SEC IAPD

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