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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-13 |
| TX | RA | APPROVED | 2025-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Irvine | CA | 09/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Irvine | CA | 03/2020 | 02/2025 |
| Lpl Financial | Irvine | CA | 02/2025 | Present |
1- 01/2025 / Brent Rupnow / Non-Variable Insurance Trails Only / Investment Related / 4 hrs mth / 1 hr during trading / Costa Mesa CA / Start date: 2/13/2025 2- 01/2025 / Via Luce Capital / DBA for LPL Business (entity for LPL business) / Investment Related / 200 hrs mth / 27.5 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-16 |
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