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3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-09 |
Branch Locations
9220 Haven Ave Ste 260, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2014 | 02/2022 |
| Cetera Advisors Llc | Denver | CO | 02/2016 | 02/2022 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2016 | 02/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2016 | 02/2022 |
| First Allied Securities, Inc. | San Diego | CA | 05/2016 | 02/2022 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 05/2016 | 02/2022 |
| Charles Schwab & Co., Inc | Upland | CA | 02/2022 | 02/2026 |
| Charles Schwab Bank Ss | Upland | CA | 02/2022 | 02/2026 |
| Sovran Advisors Llc | Pasadena | CA | 02/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2026 | Present |
| Empire Private Wealth | Rancho Cucamonga | CA | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 2/2026 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WEALTH MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2018 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: EMPIRE PRIVATE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL - OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR DUTIES; 4. NAME OF OTHER BUSINESS: EMPIRE PRIVATE WEALTH; INVESTMENT RELATED: YES, ADDRESS: 9220 HAVEN AVE STE 260, RANCHO CUCAMONGA, CA 91730, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026;, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-04 |
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