Aaron Grant Holder

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Gwn Securities, Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2016-02-19 → 2016-03-10
  Planmember Securities Corporation
  San Antonio, TX
  Carpinteria, CA
  San Antonio, TX
• 2014-12-16 → 2016-03-03
  Legend Advisory, Llc
  San Antonio, TX
  Palm Beach Gardens, FL
• 2013-05-13 → 2014-12-11
  Isc Advisors, Inc.
  Dallas, TX
• 2010-07-13 → 2011-08-03
  Usaa Financial Planning Services
  San Antonio, TX

Other Businesses

FIXED LIFE & ANNUITY INSURANCE POSITION: Insurance Agent NATURE: Life, Health, and Fixed Annuity Insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 48 START DATE: 12/01/2012 ADDRESS: 18302 Redwood Path, San Antonio, Texas 78259 DESCRIPTION: Offer Life, Health, and Fixed Annuity Insurance based on clients financial goals and risk tolerance. LEGACY RETIREMENT & INVESTMENT SERVICES POSITION: Financial Professional NATURE: Financial Services, DBA INVESTMENT RELATED: Is Investment Related, START DATE: 016-03-16, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DECRIPTION: DBA related to investment sales

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-30
• S63 Uniform Securities Agent State Law Examination
  2008-03-17

Designations

• Certified Financial Planner