Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-12-13
  • WI RA
    APPROVED
    Since 2019-12-13

Branch Locations

Mequon, WI • United States

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Milwaukee WI 10/2012 10/2019
Jp Morgan Chase Bank, N.A. Germantown WI 07/2016 10/2019
Northwestern Mutual Investment Services, Llc Franklin WI 12/2019 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2019 Present
Previous Registrations
Other Businesses

100% OWNER, 3824-26 N 68TH STREET, 3824-26 N 68TH STREET, MILWAUKEE, , WISCONSIN, 53216, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/1/1999, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MY WIFE AND I OWN THIS PROPERTY WHICH IS A DUPLEX, WE COLLECT RENT, WE HAVE REPAIRS MADE AND WE MAINTAIN PREMISES. (LANDLORD)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-19
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S66 Uniform Combined State Law Examination
    2008-01-19
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19

View on SEC IAPD

More in Mequon, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor