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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| PA | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED_RES | 2025-06-05 |
Branch Locations
2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Airlines, Inc. | Los Angeles | CA | 04/1989 | Present |
| Western International Securities, Inc. | Pasadena | CA | 05/2008 | 06/2025 |
| Lpl Financial Llc | Westlake Village | CA | 06/2025 | Present |
1- 02/17/2026 - Angeles Crest Christian Camp - Non-Profit Board Member - Board of Directors-Treasurer - Not Investment Related - La Canada, CA - Start Date 03/01/2022 - 1 hour per month/ 0 hours during trading 2- 02/17/2026 - American Turning Point - Non-Profit Board Member- Board Member Treasurer - Not Investment Related - Phoenix, AZ - Start Date 12/16/2021 - 1 hour per month/ 0 hours during trading 3- 02/17/2026 - American Airlines - Outside/W-2 Employment- Captain 787 - Not Investment Related - Los Angeles, CA - Start Date 04/01/1989 - 20 hours per month/ 0 hours during trading 4- 02/17/2026 - Glienke Financial Group, Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s)- Start Date 01/13/2014 - 0 hours per month/ during trading 5- 02/17/2026 - ClearCoast Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 01/01/2018 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-27 |
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