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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-02-04
TX RA APPROVED_RES 2025-08-15
PA RA APPROVED 2024-03-19
  • NJ RA
    APPROVED
    Since 2026-02-04
  • TX RA
    APPROVED_RES
    Since 2025-08-15
  • PA RA
    APPROVED
    Since 2024-03-19

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Locorr Distributors Excelsior MN 07/2016 09/2017
Calamos Financial Services Llc Naperville IL 09/2017 03/2024
Calamos Advisors Llc Naperville IL 09/2017 03/2024
Wells Fargo Clearing Services, Llc Radnor PA 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
  • S66 Uniform Combined State Law Examination
    2005-01-31

View on SEC IAPD

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