William Alexander Yaegers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-18
FL	RA	APPROVED	2009-03-10

TX RA
APPROVED_RES

Since 2016-05-18
FL RA
APPROVED

Since 2009-03-10

Branch Locations

2477 Stickney Point Rd., 117B, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Sarasota	FL	02/2009	Present

02/2009 → Present

Lpl Financial Llc

Sarasota, FL

Other Businesses

1. 03/03/2009 - YAEGERS FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/13/2016 - Yaegs 2, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/11/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 07/19/2024 - Cat Backers - Real Estate Rental - Owner - Investment Related - Auburn, AL - Start Date 06/03/2024 - 3 Hours Per Month/ 1 Hour During Trading 4. 01/22/2026 - Eleventeen, LLC - Real Estate Rental - Sarasota, FL - Investment Related - Start Date 12/01/2025 - 4 hours per month/ 1 hour during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-02

S66 Uniform Combined State Law Examination

2009-03-02

Designations

Certified Financial Planner

View on SEC IAPD