Philip Charles Grimm

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 01/2018
  Pinnacle Wealth Management, Inc.
  Brighton, MI
• 01/2011 → 12/2016
  Berthel Fisher & Co. Financial Services Inc.
  Brighton, MI
• 02/2017 → 01/2018
  Pinnacle Wealth Management, Inc.
  Brighton, MI
• 01/2018 → Present
  Spc
  Ann Arbor, MI
• 01/2018 → Present
  Sigma Financial Corporation
  Ann Arbor, MI

Previous Registrations

• 2017-03-13 → 2018-02-05
  Pinnacle Wealth Management, Inc.
  Brighton, MI
• 2012-01-26 → 2016-12-31
  Berthel, Fisher & Company Financial Services, Inc.
  Brighton, MI

Other Businesses

1. Sale of fixed annuities and fixed indexed annuities through approved FMOs and life insurance through various carriers. Start date: 6/6/19, approx. 15 hrs/mo with majority during mkt. hrs. 2. dba - Philip Grimm Financial Planning. Offers financial services and securities products through Sigma Financial Corporation. Start date: 9/20/19, approx. 30 hrs/mo with 50% during mkt hrs. INV REL: Y 3. Head elder - Living Water Church, Whitmore Lake, MI. Help pastor with spiritual welfare of the pastor and congregation. Also help with church events and activities. Start date: 8/9/26, approx. 10 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-05
• S65 Uniform Investment Adviser Law Examination
  2012-01-20

Designations

• Certified Financial Planner