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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-08 |
| LA | RA | APPROVED | 2016-01-21 |
Branch Locations
3223 8Th St. Suite 203, Metairie, LA 70002 • United States
3829 Veterans Blvd, Metairie, LA 70002 • United States
2201 Us Hwy 190 North, Covington, LA 70433 • United States
1811 Metairie Ave, Metairie, LA 70005 • United States
1888 Belle Chasse Hwy, Gretna, LA 70056 • United States
3720 Williams Blvd, Kenner, LA 70065 • United States
1201 S Carrolton Ave, New Orleans, LA 70118 • United States
9099 Jefferson Hwy, River Ridge, LA 70123 • United States
1901 Gause Blvd, Slidell, LA 70461 • United States
3511 General Degaulle Dr, New Orleans, LA 70114 • United States
500 Cm Fagan Dr, Hammond, LA 70403 • United States
2550 Florida St, Mandeville, LA 70448 • United States
353 Carondelet St, New Orleans, LA 70130 • United States
2727 Prytania St, New Orleans, LA 70130 • United States
149 Robert E Lee Blvd, New Orleans, LA 70124 • United States
1001 Julia St Suite 112A, New Orleans, LA 70113 • United States
6920 Bluebonnet Blvd, Baton Rouge, LA 70810 • United States
5643 Corporate Blvd, Baton Rouge, LA 70808 • United States
5530 Crowder Blvd, New Orleans, LA 70127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Metairie | LA | 01/2016 | Present |
| Stratos Wealth Partners, Ltd | Metairie | LA | 01/2016 | Present |
1. 1/21/2016: DBA for LPL Business (entity for LPL business) - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Started 11/2015 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/21/20216 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 2/1/2016 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/2015 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 11/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/16/2016 * Stratos Wealth Partners * Non-Variable Insurance * INV REL * 3223 8th St. Suite 203 Metairie LA 70002 * Wealth Advisor * START 01/21/2016 * 6 HRS/MO; 7 DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-29 |
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