Adam Obluck

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 11/2016
  Wells Fargo Advisors Llc
  Milwaukee, WI
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 07/2018 → Present
  Raymond James & Associates, Inc
  Waterford, WI
• 11/2018 → 02/2019
  Dscout
  Milwaukee, WI
• 01/2021 → Present
  Greens Deals, Llc
  Waterford, WI
• 11/2022 → 11/2022
  Racine County (Wi) Election Poll Worker
  Racine, WI
• 01/2024 → Present
  Raymond James Financial Services, Inc.
  Waterford, WI
• 01/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Waterford, WI

Previous Registrations

• 2014-04-24 → 2018-07-10
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
  Racine, WI
  Racine, WI
  Waukesha, WI
  Charlotte, NC
  Milwaukee, WI
  St. Louis, MO

Other Businesses

(1)Name of Business: Address: 123 N River Street, Waterford, WI, 53185, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-24
• S63 Uniform Securities Agent State Law Examination
  2008-04-18

Other Names

• Adam James Obluck