Francis Nathanael Simms

Employer firm

Northcoast Asset Management LLC CRD 282241

$4.97B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• CREDIT, CASH AND INSURANCE SOLUTIONS, FAMILY OFFICE SERVICES, CORPORATE EXECUTIVE SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 03/2019
  Charles Schwab & Co., Inc.
  The Villages, FL
• 08/2009 → 03/2019
  Charles Schwab Bank
  The Villages, FL
• 04/2019 → 10/2021
  Northcoast Asset Management
  Orlando, FL
• 12/2019 → 06/2024
  Quasar Distributors, Llc
  Milwaukee, WI
• 11/2021 → 06/2024
  Connectus Wealth
  Greenwich, CT
• 06/2024 → Present
  Kovitz Investment Group Partners, Llc
  Orlando, FL

Previous Registrations

• 2024-07-19 → 2024-12-31
  Northcoast Asset Management Llc
  Orlando, FL
• 2021-11-18 → 2024-07-25
  Connectus Wealth
  Orlando, FL
• 2019-08-20 → 2021-11-08
  Northcoast Asset Management Llc
  Greenwich, CT
  Winter Garden, FL
• 2009-11-20 → 2019-04-24
  Charles Schwab & Co., Inc.
  Orlando, FL
  Orlando, FL
  Maitland, FL
  Orlando, FL
  The Villages, FL

Other Businesses

1.) NorthCoast Asset Management; Orlando, FL; Investment related; Started 04/15/2019; Advisor; Senior Vice President; Financial Advisor for client; wealth planning, portfolio advise investment strategies; 50 hours per month with 0 hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-10
• S63 Uniform Securities Agent State Law Examination
  2009-08-10