Vincent Dennette Ratliff

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 11/2018
  M&T Securities
  Washington, DC
• 11/2018 → 04/2022
  Pnc Investments
  Washington, DC
• 04/2022 → 02/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Bethesda, MD
• 04/2022 → 02/2025
  Bank Of America, N.A.
  North Bethesda, MD
• 02/2025 → Present
  Lpl Financial
  Indian Land, SC

Previous Registrations

• 2022-04-04 → 2025-02-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Bethesda, MD
• 2018-12-12 → 2022-04-07
  Pnc Wealth Management Llc
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
  Washington, DC
• 2016-09-07 → 2018-12-05
  M&T Securities, Inc.
  Washington, DC
  Greenbelt, MD
  Leesburg, VA
  Silver Spring, MD
  Potomac, MD
  Potomac, MD
  Bethesda, MD
  Bethesda, MD
  Chevy Chase, MD
  Washington, DC
  Kensington, MD
  Washington, DC
  Washington, DC
  Silver Spring, MD
  Gaithersburg, MD
  Silver Spring, MD

Other Businesses

1) 03/05/2025 - Compass Wealth Partners - Investment Related - Home Based - DBA for LPL Business (entity for LPL business) -Start Date:03/05/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-06
• S63 Uniform Securities Agent State Law Examination
  2008-12-30

Other Names

• Vince Ratliff
• Vincent Dennette Ratliff
• Vincent Ratliff