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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
IL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • IL RA
    APPROVED
    Since 2013-02-13

Branch Locations

O'FAllon, IL • United States

Carlyle, IL • United States

475 Regency Park Suite 350, O'FAllon, IL 62269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. O'FAllon IL 02/2013 Present
Previous Registrations
  • 2008-04-14 → 2013-02-13
    Morgan Keegan & Company, Llc
    St. Louis, MO
    Swansea, IL
Other Businesses

(1)Name of Business: 20 Ivan Court Address: 108 Slazenger Ct, O Fallon, IL, 62269, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am owner of a residential property in Fairview Heights that is rented on an annual basis. (2)Name of Business: METRO EAST HOLDINGS, LLC Address: 108 Slazenger Court, OFallon, IL, 62269, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/27/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50/50 partner in buying townhomes and real estate for rent in the Metro East area. (3)Name of Business: PBL HOLDINGS LLC Address: 108 Slazenger Court, OFallon, IL, 62269, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 03/18/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Buying various real estate for rent in the Metro East Area

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11
Other Names
  • Samuel A Loring

View on SEC IAPD

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