Richard Benjamin Hull

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 11/2016
  Ameriprise Financial Services Inc
  Cleveland, MS
• 09/2017 → Present
  Cwm, Llc
  Omaha, NE
• 09/2017 → Present
  Hal Otey Financial
  Memphis, TN
• 11/2016 → 09/2017
  Unemployed
  Senatobia, MS
• 09/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Hulco Investments, Llc
  Senatobia, MS

Previous Registrations

• 2012-06-29 → 2016-11-29
  Ameriprise Financial Services, Llc
  Cleveland, MS
  Southaven, MS
• 2009-09-28 → 2012-07-25
  Lpl Financial Llc
  Hernando, MS
  Fort Mill, SC
  Hernando, MS
  Batesville, MS
  Senatobia, MS
  Hernando, MS
  Hernando, MS
  Hernando, MS
• 2009-08-27 → 2009-09-30
  Uvest Financial Services Group, Inc.
  Hernando, MS
  Charlotte, NC
  Hernando, MS
• 2008-04-29 → 2009-08-18
  Waddell & Reed
  Memphis, TN

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 09/2017; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE; 2.NAME OF OTHER BUSINESS: HAL OTEY FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RETIREMENT AND FINANCIAL PLANNING START DATE: 07/2017 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES DIRECTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICES DIRECTOR 3.NAME OF OTHER BUSINESS: DESOTO COUNTY OUTLET SHOPS OF THE MID SOUTH; PID INVESTMENT RELATED: NO ADDRESS: 5205 AIRWAYS BLVD, SOUTHAVEN, MS 38671 NATURE OF BUSINESS: RETAIL OUTLET DEVELOPMENT FOR TANGER MALL IN SHOUTHAVEN, SHOPPING START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER FOR THE PID (PUBLIC IMPROVEMENT DISTRICT) APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER WITH NO DUTIES OTHER THAN TO VOTE ON AGENDA ITEMS; 4. NAME OF OTHER BUSINESS: HULCO INVESTMENTS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: REAL ESTATE, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CONDO FOR FAMILY USE, SOME RENTING OUT;

Exams

• S66 Uniform Combined State Law Examination
  2008-04-28