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Inactive

Lindsey Tomasula Tummond

Mdrn Capital

Scottsdale, AZ

Annapolis, MD

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Current Employers
Mdrn Capital

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-27
  • AZ RA
    APPROVED
    Since 2026-05-27

Branch Locations

Scottsdale, AZ • United States

1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cole Capital Corporation Phoenix AZ 08/2014 04/2017
Northern Trust Securities, Inc. Tempe AZ 04/2017 09/2017
Bancwest Investment Services, Inc. Tempe AZ 07/2019 04/2025
Amerifirst Scottsdale AZ 09/2017 07/2019
Unemployed Scottsdale AZ 12/2018 06/2019
Mcadam Llc Philadelphia PA 04/2025 02/2026
Madison Avenue Securities, Llc Radnor PA 04/2025 02/2026
Mdrn Capital, Llc Scottsdale AZ 05/2026 Present
  • 08/2014 → 04/2017
    Cole Capital Corporation
    Phoenix, AZ
  • 04/2017 → 09/2017
    Northern Trust Securities, Inc.
    Tempe, AZ
  • 07/2019 → 04/2025
    Bancwest Investment Services, Inc.
    Tempe, AZ
  • 09/2017 → 07/2019
    Amerifirst
    Scottsdale, AZ
  • 12/2018 → 06/2019
    Unemployed
    Scottsdale, AZ
  • 04/2025 → 02/2026
    Philadelphia, PA
  • 04/2025 → 02/2026
    Madison Avenue Securities, Llc
    Radnor, PA
  • 05/2026 → Present
    Mdrn Capital, Llc
    Scottsdale, AZ
Previous Registrations
  • 2025-04-11 → 2026-06-22
    Scottsdale, AZ
    Radnor, PA
  • 2023-07-19 → 2025-04-17
    Tempe, AZ
    Scottsdale, AZ
  • 2019-08-16 → 2023-07-25
    Bancwest Investment Services, Inc.
    Tempe, AZ
    Burbank, CA
    Glendale, CA
    Newport, OR
    Forest Grove, OR
    Cornelius, OR
    Lincoln City, OR
    Milwaukie, OR
    Tualatin, OR
    Portland, OR
    Gresham, OR
    Tigard, OR
    The Dalles, OR
    Oregon City, OR
    Toledo, OR
    Beaverton, OR
    Lake Oswego, OR
    Omaha, NE
Other Businesses

1) MDRN Insurance LLC; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approximately 10% of time during the month. 2) Curated Wedding Designs; Not investment-related; 13473 N 101st Way, , Scottsdale, AZ. 85260; Wedding related designs, favors, planners; Owner; Oversee creative direction, product development, and marketing; Approx. 5% of time during the month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-15
S63 Uniform Securities Agent State Law Examination 2008-04-08
  • S66 Uniform Combined State Law Examination
    2019-08-15
  • S63 Uniform Securities Agent State Law Examination
    2008-04-08
Other Names
  • Lindsey Tomasula
  • Lindsey Suzanna Tomasula
  • Lindsey S Tummond
  • Lindsey Suzanne Tomasula
  • Lindsey Suzanne Tummond

View on SEC IAPD

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