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Maria Del Carmen Maisonet Gonzalez

Mml Investors Services, LLC

San Juan, PR

CRD 5500948

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-02
PR RA APPROVED 2018-11-08
  • TX RA
    APPROVED_RES
    Since 2020-09-02
  • PR RA
    APPROVED
    Since 2018-11-08

Branch Locations

Edificio Las Nubes 151 Federico Costas Lote A-02, San Juan, PR 00919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Advisors, Inc. Fort Lauderdale FL 04/2015 11/2017
Popular Securities, Llc San Juan PR 12/2017 08/2018
Massmutual Life Insurance Co San Juan PR 09/2018 Present
Mml Investors Services, Llc San Juan PR 09/2018 Present
Previous Registrations
Other Businesses

(1) Name: Maricarmen Maisonet Gonzalez Inv Rel: Y Addr: 151 Federico Costa Edif. Las Nubes A02 San Juan PR 00918 Nature: Outside Insurance - Life, disability, long-term care, fixed annuities Position: Agent: Start Date: 07/01/2023 No. Hr/Mo: 2No. Hr/Mo During Sec Trading: 2 Duties: sales of insurance policies. (2) NAME: It's a Matter of Money INV REL: Y ADD: Residential Address NATURE: Book - financial Planner POSITION: Writer START DATE: 11/01/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Write, edit, promote and marketing (3) Name: FinSight LLC Inv Rel: Y Add: 151 Federico Costas A02, San Juan, PR 00918 Nature: Owner of LLC for Pass Through Compensation Position: Owner of LLC Start Date: 11/10/2025 No Hrs/Mo: 20 No/Hrs Mo dur trading: 20 Describe Duties: Brokerage, advisory and financial planning services. It is the same service I provide now as an individual, but compensation now will flow through the business account.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-02
S66 Uniform Combined State Law Examination 2012-04-16
  • S63 Uniform Securities Agent State Law Examination
    2020-07-02
  • S66 Uniform Combined State Law Examination
    2012-04-16
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Maria Del Carmen Maisonet
  • Maria Del Carmen Maisonet Gonzalez
  • Maria Del Carmen C. Maisonet Gonzalez
  • Maricarmen Maisonet
  • Maricarmen Maisonet Gonzalez

View on SEC IAPD

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