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Jeffrey Gus Carlos

LPl Financial LLC

La Mesa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-23
CA RA APPROVED 2013-05-06
  • TX RA
    APPROVED_RES
    Since 2020-08-23
  • CA RA
    APPROVED
    Since 2013-05-06

Branch Locations

4721 4Th Street, La Mesa, CA 91941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc La Mesa CA 05/2013 Present
Previous Registrations
  • 2008-05-13 → 2013-05-08
    St Louis, MO
    La Mesa, CA
    Alpine, CA
Other Businesses

1. 07/10/2013 - JC Investment Services Inc. - IVN REL; - Business Entity For Tax/Investment Purposes Only - for accounting purposes only. 2. 10/25/2021 - JC Investment Services Inc. - Investment Related - La Mesa, CA 91941 - Real Estate Rental - Start Date: 01/01/2022 - 1 Hour Per Month/0 Hour During Securities Trading - Commercial Property. 3. 11/17/2022 - Jachura Financial - Investment Related - 4721 4th Street La Mesa, CA 91941 - Real Estate Rental - Start Date: 07/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/17/2022 - Kimberly Doudna CPA - Investment Related - 4721 4th Street La Mesa, CA 91941 - Real Estate Rental - Start Date: 02/01/2023 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
  • S66 Uniform Combined State Law Examination
    2008-05-08
Other Names
  • Jeffrey Carlos
  • Jeffrey Gus Carlos

View on SEC IAPD

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