Jeffrey Gus Carlos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Lpl Financial Llc
  La Mesa, CA

Previous Registrations

• 2008-05-13 → 2013-05-08
  Edward Jones
  St Louis, MO
  La Mesa, CA
  Alpine, CA

Other Businesses

1. 07/10/2013 - JC Investment Services Inc. - IVN REL; - Business Entity For Tax/Investment Purposes Only - for accounting purposes only. 2. 10/25/2021 - JC Investment Services Inc. - Investment Related - La Mesa, CA 91941 - Real Estate Rental - Start Date: 01/01/2022 - 1 Hour Per Month/0 Hour During Securities Trading - Commercial Property. 3. 11/17/2022 - Jachura Financial - Investment Related - 4721 4th Street La Mesa, CA 91941 - Real Estate Rental - Start Date: 07/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/17/2022 - Kimberly Doudna CPA - Investment Related - 4721 4th Street La Mesa, CA 91941 - Real Estate Rental - Start Date: 02/01/2023 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-08

Other Names

• Jeffrey Carlos
• Jeffrey Gus Carlos