Jose Arturo Ramos Rios

Current Employers

Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2021-01-21

PR RA
APPROVED

Since 2021-01-21

Branch Locations

31 Calaf Street, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Popular Securities, Inc	San Juan	PR	11/2010	01/2021
Nationwide Planning Associates, Inc.	Paramus	NJ	01/2021	Present
Npa Asset Management	Paramus	NJ	01/2021	Present

11/2010 → 01/2021

Popular Securities, Inc

San Juan, PR
01/2021 → Present

Nationwide Planning Associates, Inc.

Paramus, NJ
01/2021 → Present

Npa Asset Management

Paramus, NJ

Previous Registrations

2011-08-08 → 2021-01-21

Popular Securities, Llc

San Juan, PR
2007-03-27 → 2010-11-19

Wells Fargo Clearing Services, Llc

Guaynabo, PR

Other Businesses

Golf - Personal, Professional Services / Give golf lessons, participate in professional golf tournaments, selling and representing golf products /Start Date: 9/12/2022/ Time spent = 15% specially in weekends / Compensation = fees for teaching lessons, profits from products, may earn income from tournaments / Non-investment related. time spent during regular business hours- 10%, compensation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-03-27
S66	Uniform Combined State Law Examination	2000-11-28

S65 Uniform Investment Adviser Law Examination

2008-03-27
S66 Uniform Combined State Law Examination

2000-11-28

Other Names

Jose Arturo Ramos
Pepe Ramos

View on SEC IAPD