Jose Arturo Ramos Rios

Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 01/2021
  Popular Securities, Inc
  San Juan, PR
• 01/2021 → Present
  Nationwide Planning Associates, Inc.
  Paramus, NJ
• 01/2021 → Present
  Npa Asset Management
  Paramus, NJ

Previous Registrations

• 2011-08-08 → 2021-01-21
  Popular Securities, Llc
  San Juan, PR
• 2007-03-27 → 2010-11-19
  Wells Fargo Clearing Services, Llc
  Guaynabo, PR

Other Businesses

Golf - Personal, Professional Services / Give golf lessons, participate in professional golf tournaments, selling and representing golf products /Start Date: 9/12/2022/ Time spent = 15% specially in weekends / Compensation = fees for teaching lessons, profits from products, may earn income from tournaments / Non-investment related. time spent during regular business hours- 10%, compensation

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-27
• S66 Uniform Combined State Law Examination
  2000-11-28

Other Names

• Jose Arturo Ramos
• Pepe Ramos