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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Recreational Equipment, Inc | Mesquite | TX | 03/2010 | Present |
| J.P. Morgan Securities Llc | Garland | TX | 10/2012 | 03/2017 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 03/2017 | 07/2019 |
| Fisher Investments | Plano | TX | 07/2019 | Present |
RECREATIONAL EQUIPMENT INC., NOT INV RELATED, DALLAS, TX, SALES ASSOCIATE, START 4/15/2017, 40 HOURS PER MONTH, ZERO DURING TRADING, SPORTING EQUIPMENT SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-08 |
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