Best Investors Account Sign in
Inactive

Robert Wayne Hoffpauir

Fisher Investments

Plano, TX

Plano, TX

CRD 5500172

Claim This Profile
Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-16
  • TX RA
    APPROVED
    Since 2019-07-16

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Recreational Equipment, Inc Mesquite TX 03/2010 Present
J.P. Morgan Securities Llc Garland TX 10/2012 03/2017
Wells Fargo Clearing Services, Llc Dallas TX 03/2017 07/2019
Fisher Investments Plano TX 07/2019 Present
Previous Registrations
  • 2017-03-31 → 2019-07-08
    Fort Worth, TX
    Garland, TX
    Dallas, TX
    Garland, TX
    Richardson, TX
    Rowlett, TX
  • 2012-10-01 → 2017-04-12
    Garland, TX
    Rockwall, TX
    Garland, TX
    Rockwall, TX
    Rowlett, TX
  • 2010-04-20 → 2012-10-01
    Chase Investment Services Corp.
    Mesquite, TX
    Garland, TX
    Rockwall, TX
    Garland, TX
    Mesquite, TX
    Garland, TX
    Garland, TX
    Rockwall, TX
    Garland, TX
  • 2008-05-21 → 2010-03-08
    St Louis, MO
    Mesquite, TX
    Mesquite, TX
Other Businesses

RECREATIONAL EQUIPMENT INC., NOT INV RELATED, DALLAS, TX, SALES ASSOCIATE, START 4/15/2017, 40 HOURS PER MONTH, ZERO DURING TRADING, SPORTING EQUIPMENT SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
  • S66 Uniform Combined State Law Examination
    2008-05-08
Other Names
  • Robert Hoffpauir

View on SEC IAPD

More in Plano, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor