Carolyn Dee Bare

Current Employers

Employment History

• 10/2014 → 03/2017
  Lpl Financial Llc
  Naples, FL
• 02/2016 → 03/2017
  Advantage Investment Management, Llc
  Naples, FL
• 03/2017 → 05/2022
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 03/2017 → 07/2024
  Suncoast Credit Union
  Ft Myers, FL
• 05/2022 → 07/2024
  Lpl Financial Llc
  Naples, FL
• 07/2024 → 09/2025
  Avantax Investment Services Inc.
  Greenville, SC
• 07/2024 → 09/2025
  Avantax Advisory Services
  Greenville, SC
• 07/2024 → 09/2025
  Avantax Insurance Agency, Llc
  Greenville, SC
• 07/2024 → Present
  Trust Matters Financial, Llc
  Seneca, SC
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Seneca, SC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-08-02 → 2025-09-05
  Avantax Advisory Services
  Greenville, SC
  Dallas, TX
  Seneca, SC
• 2022-05-19 → 2024-08-09
  Lpl Financial Llc
  Cape Coral, FL
  Bonita Springs, FL
  Fort Myers, FL
  Fort Myers, FL
  Naples, FL
• 2017-05-01 → 2022-05-24
  Cuna Brokerage Services, Inc.
  Fort Myers, FL
  Fort Myers, FL
  Naples, FL
  Naples, FL
  Cape Coral, FL
  Fort Myers, FL
  Naples, FL
  Naples, FL
  Naples, FL
  Bonita Springs, FL
  Fort Myers, FL
  Waverly, IA
• 2016-04-07 → 2017-03-24
  Advantage Investment Management, Llc
  Naples, FL
• 2014-05-19 → 2014-09-11
  Cuso Financial Services, L.P.
  San Diego, CA
  El Cajon, CA
  San Diego, CA
• 2013-01-28 → 2014-05-08
  Lpl Financial Llc
  San Diego, CA
  Menlo Park, CA
• 2009-11-10 → 2012-10-26
  Msi Financial Services, Inc.
  Las Vegas, NV
  San Diego, CA
• 2008-08-26 → 2009-10-13
  Valic Financial Advisors, Inc.
  Las Vegas, NV
• 2008-06-23 → 2008-08-14
  Ameriprise Financial Services, Llc
  Henderson, NV

Other Businesses

1) RUSTY ROOTS FAMILY HORSE FARM POSITION: Owner NATURE: My husband boards horses at our home in our horse barn for a monthly fee. I don't see any income from this venture but it is at my home and part of my family income. There is not a profit as it shows a loss this year. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2024 ADDRESS: 995 Coneross Point Drive, Seneca, S, Seneca SC 29678, United States DESCRIPTION: No duties or responsibilities are on me. My husband manages and runs it. 2) TRUST MATTERS FINANCIAL POSITION: Owner NATURE: Provide investment planning, financial planning, Retirement planning, estate planning, financial advisory services, insurance planning, tax consulting with regard to investment structure INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/26/2024 ADDRESS: 301 Augusta St, Unit 100, Greenville SC 29601, United States DESCRIPTION: Meeting with clients Reviewing investment performance Reviewing insurance products analyzing financial plan Analyzing investments tax structure Give guidance for portfolio choices for investments 3) TRUST MATTERS FINANCIAL, LLC POSITION: Owner NATURE: Provide investment planning, financial planning, Retirement planning with regard to investments, estate planning, financial advisory services, insurance planning, tax consulting with regard to investment structure INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/26/2024 ADDRESS: 211 E. North 1st Street, Seneca SC 29678, United States DESCRIPTION: Meeting with clients Reviewing investment performance Reviewing insurance products analyzing financial plan Analyzing investments tax structure Give guidance for portfolio choices for investments

Exams

• S66 Uniform Combined State Law Examination
  2008-06-21

Other Names

• Cari Dee Bare
• Carolyn D Bare Miller
• Cari Bare
• Cari D Bare
• Carolyn Miller