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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-06-07 |
| IA | RA | APPROVED | 2020-11-10 |
| TX | RA | APPROVED_RES | 2016-04-20 |
| IL | RA | APPROVED | 2016-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 02/2016 | Present |
| J Ataiire Llc | Reno | NV | 09/2015 | Present |
| Bank Of America, N.A. | Chicago | IL | 10/2023 | Present |
1. For profit 2. J. Ataire L.L.C. 3. Not Investment related 4. 401 N. Ryland st STE 200-A, Reno, Nevada 89502 5. Nature of business: Jewelry 7. Position, title, association: President/owner 8. Start date of relationship: 09/29/2015 9. Number of hours devoted: 4 Monthly 10. Number of hours devoted during trading hours: 0 11. Duties: Develop business and oversee the development of the design and manufacturing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-12 |
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