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Dan Winge

Ameriprise Financial Services, LLC

Lakeville, MN

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-24
  • MN RA
    APPROVED
    Since 2013-12-24

Branch Locations

Lakeville, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 01/2012 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-10
S63 Uniform Securities Agent State Law Examination 2000-06-14
  • S65 Uniform Investment Adviser Law Examination
    2008-06-10
  • S63 Uniform Securities Agent State Law Examination
    2000-06-14
Other Names
  • Dan Winge
  • Daniel John Winge

View on SEC IAPD

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