Joseph Elias Anthony

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-20
AL	RA	APPROVED	2021-08-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	AL	08/2014	07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	07/2017	09/2017
Bank Of America, N.A.	Birmingham	AL	09/2017	11/2018
Wells Fargo Clearing Services, Llc	Birmingham	AL	11/2018	08/2021
Lpl Financial Llc	Birmingham	AL	08/2021	Present
Community Bank Of Mississippi	Birmingham	AL	08/2021	09/2025

08/2014 → 07/2017

Ubs Financial Services Inc.

Birmingham, AL
07/2017 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
09/2017 → 11/2018

Bank Of America, N.A.

Birmingham, AL
11/2018 → 08/2021

Wells Fargo Clearing Services, Llc

Birmingham, AL
08/2021 → Present

Lpl Financial Llc

Birmingham, AL
08/2021 → 09/2025

Community Bank Of Mississippi

Birmingham, AL

2018-11-20 → 2021-08-19

Wells Fargo Clearing Services, Llc

Birmingham, AL

Birmingham, AL

Gardendale, AL

Birmingham, AL
2017-08-15 → 2018-09-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
2014-08-29 → 2017-08-02

Ubs Financial Services Inc.

New Orleans, LA

Birmingham, AL
2014-04-24 → 2014-09-02

Cetera Investment Advisers Llc

Hoover, AL

1) 08/11/2021 - Community Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-22