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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-08
NY RA APPROVED 2021-04-26
SC RA APPROVED 2016-01-13
NE RA APPROVED 2015-04-02
FL RA APPROVED 2011-01-21
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2025-05-08
  • NY RA
    APPROVED
    Since 2021-04-26
  • SC RA
    APPROVED
    Since 2016-01-13
  • NE RA
    APPROVED
    Since 2015-04-02
  • FL RA
    APPROVED
    Since 2011-01-21
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

331 Newman Springs Rd Building 3, Floor 2, Ste 216, Red Bank, NJ 07701 • United States

7-9 Main Street, Sidney, NY 13838 • United States

8754 Bay 16Th Street, Brooklyn, NY 11214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maiorano & Associates, Inc. Brooklyn NY 01/2008 Present
Era Personal Real Estate Brooklyn NY 01/2007 Present
Jb Taxpro Brooklyn NY 01/2006 Present
Royal Alliance Associates, Inc. Brooklyn NY 02/2008 Present
  • 01/2008 → Present
    Maiorano & Associates, Inc.
    Brooklyn, NY
  • 01/2007 → Present
    Era Personal Real Estate
    Brooklyn, NY
  • 01/2006 → Present
    Jb Taxpro
    Brooklyn, NY
  • 02/2008 → Present
    Royal Alliance Associates, Inc.
    Brooklyn, NY
Other Businesses

1. MAIORANO & ASSOCIATES INC.; NON-INVESTMENT RELATED; 8754 BAY 16TH STREET BROOKLYN NY 11214; STATUTORY AGENT; STARTED 01/2008; 20 HRS/MTH; 8 HRS/MTH DURING ST HOURS; TAX PREPARATION. 2. CRUMP,JURS MONTGOMERY, NRL WEALTH CREATIONS POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 07/08/2011 ADDRESS: Garden City, NY, Garden City, NY NY 11501, United States DESCRIPTION: Fixed annuities and Life Insurance, Long Term Care And Health 3. RENTAL PROPERTY - POSITION: Owner NATURE: Sole Proprietorship - Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1023 Wyoming Drive, Pocono Lake PA 18347, United States DESCRIPTION: Maintain and operate Rental property that I own. Includes collecting rental income, paying expenses, finding tenant, maintaining property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-01
  • S66 Uniform Combined State Law Examination
    2009-05-01

View on SEC IAPD

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