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Keith Cohen

Wells Fargo Clearing Services, LLC

Dale City, VA

Mclean, VA

Alexandria, VA

Lorton, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-04-24
  • VA RA
    APPROVED
    Since 2024-04-24

Branch Locations

2876 Dale Blvd, Dale City, VA 22193 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

4601 Duke St, Alexandria, VA 22304 • United States

8994 Lorton Station Blvd, Lorton, VA 22079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Philadelphia PA 11/2011 09/2020
E*Trade Securities Llc Washington DC 09/2020 02/2023
E*Trade Capital Management Llc Washington DC 09/2020 02/2023
Morgan Stanley Washington DC 02/2023 04/2024
Wells Fargo Clearing Services, Llc Mclean VA 04/2024 Present
  • 11/2011 → 09/2020
    Janney Montgomery Scott
    Philadelphia, PA
  • 09/2020 → 02/2023
    E*Trade Securities Llc
    Washington, DC
  • 09/2020 → 02/2023
    E*Trade Capital Management Llc
    Washington, DC
  • 02/2023 → 04/2024
    Morgan Stanley
    Washington, DC
  • 04/2024 → Present
    Wells Fargo Clearing Services, Llc
    Mclean, VA
Previous Registrations
  • 2023-09-05 → 2024-05-09
    Morgan Stanley
    Washington, DC
  • 2020-10-09 → 2023-09-05
    Harrisdirect Llc
    Washington, DC
    Arlington, VA
    Washington, DC
  • 2015-12-14 → 2020-09-29
    Janney Montgomery Scott Llc
    Philadelphia, PA
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
Other Names
  • Keith B Cohen
  • Keith Brian Cohen

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
EDWARD JONES
LINCOLN INVESTMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
FIRST COMMAND ADVISORY SERVICES
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

Vanessa Amaral Velasco
Delia Elena Arhiri
Justin R Simoni
ABRAHIM Mutee KASSIM
JOSEPH A MORELLI
JULIE ANN SAYASITHSENA
STEPHEN DAVID SOPKO
SANDI ANN BAUSMAN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DALE CITY, VA
LPL FINANCIAL LLC · WOODBRIDGE, VA
EDWARD JONES · WOODBRIDGE, VA
LINCOLN INVESTMENT · Woodbridge, VA
WELLS FARGO CLEARING SERVICES, LLC · WOODBRIDGE, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodbridge, VA
FIRST COMMAND ADVISORY SERVICES · Woodbridge, VA
FIRST COMMAND ADVISORY SERVICES · Woodbridge, VA

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