Keith Cohen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 09/2020
  Janney Montgomery Scott
  Philadelphia, PA
• 09/2020 → 02/2023
  E*Trade Securities Llc
  Washington, DC
• 09/2020 → 02/2023
  E*Trade Capital Management Llc
  Washington, DC
• 02/2023 → 04/2024
  Morgan Stanley
  Washington, DC
• 04/2024 → Present
  Wells Fargo Clearing Services, Llc
  Mclean, VA

Previous Registrations

• 2023-09-05 → 2024-05-09
  Morgan Stanley
  Washington, DC
• 2020-10-09 → 2023-09-05
  Harrisdirect Llc
  Washington, DC
  Arlington, VA
  Washington, DC
• 2015-12-14 → 2020-09-29
  Janney Montgomery Scott Llc
  Philadelphia, PA
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2015-12-14

Other Names

• Keith B Cohen
• Keith Brian Cohen