Eric S Ferrara

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 03/2021 → 03/2022
  Morgan Stanley
  New York, NY
• 03/2022 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ

Previous Registrations

• 2021-03-23 → 2022-04-06
  Morgan Stanley
  Purchase, NY
• 2011-01-14 → 2021-03-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  Pennington, NJ

Other Businesses

*428027 - Life Time Fitness; Investment related No; Plainsboro, New Jersey; Recreation; Life Time Fitness (proprietor, partner, officer, director, employee, trustee, agent);May 2018; During business hours: 0; After business hours:8; I teach group fitness classes and I also help with their run program Life Time Athletic / 7 Forrestal Road SouthPlainsboroNew JerseyUnited States08536 / To enhance the lives and well being of the members who attend the gym. / I work part-time at Life Time Athletic in Princeton, New Jersey. My role within this company is to teach group fitness classes to their members. I teach two classes per week. Tuesday & Thursday morning at 6:00am, and each class is 45 minutes in length. / 5/1/2017

Exams

• S66 Uniform Combined State Law Examination
  2010-12-29
• S63 Uniform Securities Agent State Law Examination
  2010-05-18

Other Names

• Eric Ferrara
• Eric Stephen Ferrara