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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-12-01
CT RA APPROVED 2010-01-04
  • TX RA
    APPROVED
    Since 2010-12-01
  • CT RA
    APPROVED
    Since 2010-01-04

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

100 Federal St, Boston, MA 02110 • United States

157 Church St, New Haven, CT 06510 • United States

North Haven, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 02/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-23
  • S66 Uniform Combined State Law Examination
    2009-12-23

View on SEC IAPD

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