Christopher Penfield

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 06/2023
  Vigilant Capital Management, Llc
  Portland, ME
• 06/2023 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2012-11-29 → 2023-07-20
  Vigilant Wealth Management
  Portland, ME
  Portland, ME
• 2012-07-19 → 2012-12-13
  Focus Partners Wealth, Llc
  St. Louis, MO
• 2011-04-01 → 2012-08-17
  Mintz Levin Financial Advisors Llc
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-31

Designations

• Certified Financial Planner

Other Names

• Christopher Charles Penfield