Best Investors Account Sign in

Charles Edward Stelting

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rio Rancho, NM

Albuquerque, NM

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-14
NM RA APPROVED 2020-09-28
  • TX RA
    APPROVED_RES
    Since 2020-10-14
  • NM RA
    APPROVED
    Since 2020-09-28

Branch Locations

3101 Southern Blvd Se, Rio Rancho, NM 87124 • United States

6201 San Mateo Blvd Ne, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 06/2020 Present
Bank Of America Rio Rancho NM 11/2018 06/2020
Unemployed Rio Rancho NM 01/2016 11/2018
Bank Of America, N.A. Albuquerque NM 08/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-24
  • S66 Uniform Combined State Law Examination
    2020-09-24
Other Names
  • Chad Edward Stelting
  • Chad E Stelting
  • Charles E Stelting
  • Charles E Stelting
  • Charles Edward Stelting
  • Charles E Stelting
  • Charles Edward Stelting

View on SEC IAPD

Other Firms

BUCK WEALTH STRATEGIES, LLC
PFG ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
SJHL FINANCIAL GROUP
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
REDW WEALTH LLC

Other Investors

Jacqueline Martinez
Allison Betts
Kyrie Elizabeth Greathouse
Brandon Alexander Thurgood
Todd Sargent Strasser
JED M WEBB
Jeremy Alexander Dudar
Phillip Alexander Perkins

Other Offices

BUCK WEALTH STRATEGIES, LLC · Rio Rancho, NM
PFG ADVISORS · Rio Rancho, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Rio Rancho, NM
EDWARD JONES · RIO RANCHO, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Rio Rancho, NM
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIO RANCHO, NM
SJHL FINANCIAL GROUP · Rio Rancho, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

More in Rio Rancho, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor