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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-01-20 |
| TX | RA | APPROVED | 2012-10-08 |
| DC | RA | APPROVED | 2009-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 02/2008 | Present |
| Bank Of America,N.A. | Washington | DC | 06/2011 | Present |
I*502918 For profit or not for profit: Name of outside business organization: Charles Phillips Jr and B.R. Investment related: Address of business: Arlington, Virginia 22206 Nature of business: , Position, title, association: , Start date of relationship: 4/16/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*440483 For profit or not for profit: Non-Profit Organization Name of outside business organization: Children's of Alabama Investment related: N Address of business: Birmingham, Alabama 35233 Nature of business: Charitable Organization, Position, title, association: Board Member, Committee, Start date of relationship: 1/24/2020 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 2 Duties: Personal speaking engagement was about my experience living with Spina Bifida.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-31 |
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