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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-12 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Phoenix | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
PHILCO PROPERTIES LLC; INV RELATED; SCOTTSDALE, AZ; LLC FOR RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START 6/10/2013; LESS THAN ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. WILL MAGGS LLC, INV RELATED, PHOENIX, AZ, 100% OWNED WITH SPOUSE, START 5/18/2018, 0 HOURS, NO DUTIES. RENTAL PROPERTY, INV RELATED, FLAGSTAFF, AZ, 100% OWNERSHIP, START 1/22/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING. PINNACLE RESERVE LLC, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 7/8/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 7/5/2022, 0 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, SURPRISE, AZ, 100% OWNERSHIP, START 6/22/2024, LESS THAN 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY; INV RELATED; CHANDLER, AZ; 100% OWNERSHIP; START DATE 7/16/2024; 0 HOURS PER MONTH; 0 DURING TRADING. RENTAL PROPERTY; INV RELATED; BUCKEYE, AZ; 100% OWNERSHIP; START DATE 8/22/2024; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER. RENTAL PROPERTY; INV RELATED; LITCHFIELD PARK, AZ; 100% OWNERSHIP; START DATE 10/22/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY. ELMWOOD PROPERTIES LLC; INV RELATED; SAN TAN VALLEY, AZ; 100% OWNERSHIP; START DATE 8/11/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR RENTAL PROPERTY. ALLENTOWN PROPERTIES LLC; INV RELATED; SAN TAN VALLEY, AZ; 100% OWNERSHIP; START DATE 8/11/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR RENTAL PROPERTY. RENTAL PROPERTY; INV. RELATED; SURPRISE, AZ; 100% OWNERSHIP; START DATE 12/1/2024; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV RELATED; QUEEN CREEK, AZ; 100% OWNERSHIP; START DATE 1/31/2025; 1 HR PER MONTH; 0 HRS DURING TRADING; OWNER OF RENTAL PROPERTY.| RENTAL PROPERTY; INV RELATED; PHOENIX, AZ; 100% OWNERSHIP; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; INVESTMENT PROPERTY | RENTAL PROPERTY; INV RELATED; LITCHFIELD PARK, AZ; 100% OWNERSHIP; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY; INV RELATED; BUCKEYE, AZ; 100% OWNERSHIP; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | RENTAL PROPERTY;INV RELATED; BUCKEYE,AZ; RENTAL;100% OWNERSHIP; START DATE: 07/31/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY -186 AVE; INV RELATED; GOODYEAR, AZ; RENTAL;100% OWNERSHIP; START DATE: 10/03/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY -MAGNOLIA; INV RELATED; GOODYEAR,AZ; RENTAL;100% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| RENTAL PROPERTY -BANCROFT; INV RELATED;PHOENIX,AZ; RENTAL;100% OWNERSHIP; START DATE: 02/25/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 23043; INV RELATED;QUEEN CREEK,AZ; RENTAL;100% OWNERSHIP; START DATE: 03/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 16060; INV RELATED;SURPRISE,AZ; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 04/30/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 17198 W ASHLEY DRIVE ; INV RELATED;GOODYEAR,AZ; RENTAL;100% OWNERSHIP; START DATE: 7/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 13787 W MAUI LANE -; INV RELATED;SURPRISE,AZ; RENTAL;100% OWNERSHIP; START DATE: 7/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-23 |
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