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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2008-08-27
TX RA APPROVED 2008-08-27
  • NJ RA
    APPROVED
    Since 2008-08-27
  • TX RA
    APPROVED
    Since 2008-08-27

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pennington NJ 03/2008 Present
  • 03/2008 → Present
    Merrill Lynch
    Pennington, NJ
Other Businesses

I*810260 For profit or not for profit: Entity Charitable Name of outside business organization: Warren Hills Youth Baseball Association Investment related: N Address of business: Port Murray, New Jersey, 07865 Nature of business: ["Charitable Organization"] Position, title, association: ["Treasurer","Board Member"], Start date of relationship: 4/23/2022 Number of hours devoted: 50 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , A non-profit youth baseball organization in my home town. I will be Treasurer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-21
  • S66 Uniform Combined State Law Examination
    2008-08-21
Other Names
  • Marcus Ranalli
  • Marc Or Marcus Ranalli

View on SEC IAPD

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