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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2008-08-27 |
| TX | RA | APPROVED | 2008-08-27 |
Branch Locations
1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pennington | NJ | 03/2008 | Present |
I*810260 For profit or not for profit: Entity Charitable Name of outside business organization: Warren Hills Youth Baseball Association Investment related: N Address of business: Port Murray, New Jersey, 07865 Nature of business: ["Charitable Organization"] Position, title, association: ["Treasurer","Board Member"], Start date of relationship: 4/23/2022 Number of hours devoted: 50 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , A non-profit youth baseball organization in my home town. I will be Treasurer
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-21 |
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