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Edward J Mccarthy

Focus Partners Wealth, LLC

Albany, NY

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-03
TX RA APPROVED 2024-06-03
  • NY RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

3 Atrium Drive, Albany, NY 12055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs New York NY 10/2014 07/2017
The Ayco Company, L.P./Goldman Sachs Latham NY 07/2017 01/2019
The Ayco Company, L.P./Mercer Allied Latham NY 01/2019 12/2020
Lpl Financial, Llc Albany NY 01/2021 08/2021
Private Advisor Group Albany NY 01/2021 08/2021
Atlas Private Wealth Management, Llc Albany NY 09/2021 05/2024
The Colony Group, Llc Boston MA 06/2024 Present
  • 10/2014 → 07/2017
    Goldman Sachs
    New York, NY
  • 07/2017 → 01/2019
    The Ayco Company, L.P./Goldman Sachs
    Latham, NY
  • 01/2019 → 12/2020
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → 08/2021
    Lpl Financial, Llc
    Albany, NY
  • 01/2021 → 08/2021
    Private Advisor Group
    Albany, NY
  • 09/2021 → 05/2024
    Atlas Private Wealth Management, Llc
    Albany, NY
  • 06/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
  • 2021-11-05 → 2024-07-01
    Atlas Private Wealth Management, Llc
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-04
S63 Uniform Securities Agent State Law Examination 2013-08-21
  • S65 Uniform Investment Adviser Law Examination
    2021-11-04
  • S63 Uniform Securities Agent State Law Examination
    2013-08-21

View on SEC IAPD

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DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER
MICHAEL STEPHEN SHAPIRO
STEPHEN MARK PEER
RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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