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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-26
OR RA APPROVED 2023-12-14
AZ RA APPROVED 2023-11-24
CA RA APPROVED 2020-09-09
  • NV RA
    APPROVED
    Since 2025-11-26
  • OR RA
    APPROVED
    Since 2023-12-14
  • AZ RA
    APPROVED
    Since 2023-11-24
  • CA RA
    APPROVED
    Since 2020-09-09

Branch Locations

325 S I St, Livermore, CA 94550-4656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Livermore CA 03/2013 Present
State Farm Insurance Livermore CA 03/2013 08/2020
State Farm Investment Management Corp Livermore CA 07/2018 Present
Ashish Dhawan Insurance Agency Livermore CA 09/2020 Present
  • 03/2013 → Present
    State Farm Vp Management Corp
    Livermore, CA
  • 03/2013 → 08/2020
    State Farm Insurance
    Livermore, CA
  • 07/2018 → Present
    Livermore, CA
  • 09/2020 → Present
    Ashish Dhawan Insurance Agency
    Livermore, CA
Other Businesses

1) Ashish Dhawan's Insurance Agency; Insurance Agency; Investment-related; 325 S I St Livermore, CA 94550-4656; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2020; 80; 80; Service customers and supervise employees. 2) Ashish Dhawan - Property #1 (personally held real estate); Investment related; 4661 Granada Way Union City, CA 94587; Investment or Commercial Property; Owner; 06/01/2002; 1; 0; Personal rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-10
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S65 Uniform Investment Adviser Law Examination
    2020-08-10
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28

View on SEC IAPD

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