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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-16
OK RA APPROVED 2023-08-14
TX RA APPROVED_RES 2018-10-04
WI RA APPROVED 2008-03-26
  • MI RA
    APPROVED
    Since 2024-01-16
  • OK RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • WI RA
    APPROVED
    Since 2008-03-26

Branch Locations

1625 E Washington St, West Bend, WI 53095 • United States

6900 E Joy Rd, Ann Arbor, MI 48105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc West Bend WI 02/2008 Present
Thrivent Financial For Lutherans Appleton WI 02/2008 Present
Other Businesses

ST. JOHN'S LUTHERAN CHURCH LEADERSHIP BOARD POSITION: Treasurer NATURE: St. John's Lutheran Church, Early Childhood Center, and School train up kids in the Christian faith from birth through 8th grade in our school, and for life through our church. Our purpose is Connecting, Caring, and Sharing in Christ. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/23/2024 ADDRESS: 809 South 6th Ave., West Bend WI 53095, United States DESCRIPTION: We are tasked with leading the congregation through events like calling a new pastor or calling church workers for the school or other roles that become available in the church or school. We set direction for building and expansion of the school and church. We set a long term vision for the congregation. The treasurer is simply reviewing the financials submitted by the lead pastor, and questioning discrepancies (if any). (There has never been a discrepancy, we are simply another set of eyes on the numbers.) What can't the treasurer do? The treasurer cannot access any accounts, sign checks, transact on any accounts, make investment recommendations that could pose a conflict of interest, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
  • S66 Uniform Combined State Law Examination
    2008-03-25

View on SEC IAPD

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