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Michael R. Congdon

Horizon Financial

West Henrietta, NY

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Current Employers
Horizon Financial

5582 W. Henrietta Rd., West Henrietta, NY 14586 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-19
FL RA APPROVED 2025-08-07
NC RA APPROVED 2025-08-04
SC RA APPROVED 2025-07-30
VA RA APPROVED 2025-07-30
MD RA APPROVED 2025-07-29
NH RA APPROVED 2025-07-29
PA RA APPROVED 2025-07-28
TX RA APPROVED_RES 2025-07-27
NY RA APPROVED 2021-06-02
  • MA RA
    APPROVED
    Since 2025-08-19
  • FL RA
    APPROVED
    Since 2025-08-07
  • NC RA
    APPROVED
    Since 2025-08-04
  • SC RA
    APPROVED
    Since 2025-07-30
  • VA RA
    APPROVED
    Since 2025-07-30
  • MD RA
    APPROVED
    Since 2025-07-29
  • NH RA
    APPROVED
    Since 2025-07-29
  • PA RA
    APPROVED
    Since 2025-07-28
  • TX RA
    APPROVED_RES
    Since 2025-07-27
  • NY RA
    APPROVED
    Since 2021-06-02

Branch Locations

5582 West Henrietta Rd., West Henrietta, NY 14586 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Horizon Group West Henrietta NY 07/2012 Present
Horizon Advisory Services Inc. West Henrietta NY 07/2019 Present
Horizon Advisory Services, Inc. West Henrietta NY 06/2021 Present
  • 07/2012 → Present
    The Horizon Group
    West Henrietta, NY
  • 07/2019 → Present
    Horizon Advisory Services Inc.
    West Henrietta, NY
  • 06/2021 → Present
    Horizon Advisory Services, Inc.
    West Henrietta, NY
Other Businesses

The Horizon Group - Administrator/Manager charged with oversight and management of investment brokerage firm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-17
  • S65 Uniform Investment Adviser Law Examination
    2021-05-17
Other Names
  • Michael Roger Congdon
  • Michael Congdon

View on SEC IAPD

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LPL FINANCIAL LLC
CITIZENS SECURITIES, INC.
VANDERBILT ADVISORY SERVICES
EQUITABLE ADVISORS, LLC

Other Investors

Amanda Lyn Heagerty
Donald John Kwarta
Jonathan Frank Blazick
MARK ALAN CONGDON
KENNETH STEPHEN BLAZICK
BRIAN MATTHEW NOVELLIN
Benjamin Robert Chappell
TIMOTHY ROBERT HAMMOND

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Rochester, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Henrietta, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Henrietta, NY
PRINCIPAL SECURITIES, INC. · Rochester, NY
KEY INVESTMENT SERVICES LLC · ROCHESTER, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER, NY
LPL FINANCIAL LLC · ROCHESTER, NY
CITIZENS SECURITIES, INC. · ROCHESTER, NY

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